Silicon Oxide (SiO) Anode Enabled by a Conductive Polymer Binder and Performance Enhancement by Stabilized Lithium Metal Power (SLMP)

ABSTRACT

Silicon alloys have the highest specific capacity when used as anode material for lithium-ion batteries, however, the drastic volume change inherent in their use causes formidable challenges toward achieving stable cycling performance. Large quantities of binders and conductive additives are typically necessary to maintain good cell performance. In one embodiment of the invention, only 2% (by weight) functional conductive polymer binder without any conductive additives was successfully used with a micron-size silicon monoxide (SiO) anode material, demonstrating stable and high gravimetric capacity (&gt;1000 mAh/g) for ˜500 cycles and more than 90% capacity retention. Prelithiation of this anode using stabilized lithium metal powder (SLMP®) improves the first cycle Coulombic efficiency of a SiO/NMC full cell from ˜48% to ˜90%. This combination enables good capacity retention of more than 80% after 100 cycles at C/3 in a lithium-ion full cell.

CROSS REFERENCE TO RELATED APPLICATIONS

This U.S. Utility Application claims priority to U.S. Provisional Application Ser. No. 62/012,876 filed Jun. 16, 2014, which application is incorporated herein by reference as if fully set forth in their entirety.

STATEMENT OF GOVERNMENTAL SUPPORT

The invention described and claimed herein was made in part utilizing funds supplied by the U.S. Department of Energy under Contract No. DE-ACO2-05CH11231 between the U.S. Department of Energy and the Regents of the University of California for the management and operation of the Lawrence Berkeley National Laboratory. The government has certain rights in this invention.

BACKGROUND OF THE INVENTION

1. Field of the Invention

The present invention relates to the field of Lithium ion batteries.

2. Related Art

Rechargeable lithium-ion batteries hold great promise as energy storage devices to solve the temporal and geographical mismatch between the supply and demand of electricity, and are therefore critical for many applications such as portable electronics and electric vehicles. Electrodes in these batteries are based on intercalation reactions in which Li+ ions are inserted (extracted) from an open host structure with electron injection (removal). However, the current electrode materials have limited specific charge storage capacity and cannot achieve the higher energy density, higher power density, and longer lifespan that all these important applications require. Si as an alloying electrode material is attracting much attention because it has the highest known theoretical charge capacity (4200 mA h g⁻¹). However, it is challenging to overcome the issues associated with alloying and conversion reactions, which involve large structure and volume changes (400% volume expansion for Si) during Li+ ion insertion and extraction. These issues can cause large hysteresis in the charge and discharge potentials, low power rate, and short cycle life, due to material instability, and poor electron and ion conduction.

Recently, Si nanostructures have been intensively explored to attack the volume expansion and fracture problem. For example, many Si nanostructures, such as Si nanowires, carbon/Si spheres, Si nanotubes, core-shell crystalline/amorphous Si nanowires, Si nanotubes, have also shown initial capacity close to the theoretical limit, good (>90%) capacity retention over a large number of cycles. However, low cost and fast throughput processes with great mass and morphology control are still desirable to reach the full potential for commercialization.

BRIEF DESCRIPTION OF THE DRAWINGS

The foregoing aspects and others will be readily appreciated by the skilled artisan from the following description of illustrative embodiments when read in conjunction with the accompanying drawings.

FIG. 1 illustrates (a) TEM image of a carbon-coated SiO particle, indicating the porous nature of the carbon coating. The inset shows the SEM image of a single SiO particle, both with a scale bar of 100 nm. FIG. 1( b) HRTEM image of the SiO particle. The elliptical shapes indicate the Si nano-domains within the SiO₂ matrix. The amorphous carbon coating is at the outer surface of the SiO particles. FIGS. 1( c) and 1(d), the observation of SiO₂ and carbon coating from XPS spectra was acquired simultaneously at the outer surface of the SiO materials, with a depth penetration of 2˜4 nm. Open circles are experimental data, while solid lines are the results of a Gaussian deconvolution fitting.

FIG. 2 illustrates (a) the schematic of an electrode design with low concentration of functional conductive polymer binder and SiO, enabled by strong adhesion of covalent functionality and electronic conduction of functional conductive polymer binder. FIG. 2( b) the chemical structure of the PFM functional conductive polymer binder. The vertical arrows indicate the most likely chemical bonds to be broken during the ionization process in the TOF-SIMS measurement. The elliptical shadow highlights the ester group that forms adhesion bonds with the SiOH surface. FIG. 2( c) The trans-esterification reaction between the ester functional group of the PFM binder and the SiOH surface group, which provides strong adhesion, during the electrode drying process. FIG. 2( d) the TOF-SIMS result of the binder and active materials interface that shows the evidence of chemical bonding between the binder and the active materials.

FIG. 3 illustrates (a) galvanostatic cycling performance of SiO anodes with 2%, 5%, and 10% by weight of a PFM binder using lithium counter electrodes at a C/10 rate (200 mA/g). FIG. 3( b) the same data from (a) plotted in areal loading. FIG. 3( c) comparison of the electrochemical performance of SiO electrodes made with 5% by weight of PVDF, CMC, and PFM binders using lithium counter electrodes at a C/10 rate. FIG. 3( d) 1st, 5th, and 60th cycle potential vs. the capacity curves of a 2% PFM/SiO electrode. FIG. 3( e) coulombic efficiencies of the three PFM-based cells.

FIG. 4 illustrates (a) schematics of the utilization of SLMP for the SiO electrode. SLMP particles are loaded on to the SiO anode. Rolling compression was used to crush the Li₂CO₃ shell of SLMP to release lithium metal and laminate it on the surface of SiO electrode. This process is called SLMP activation. FIG. 4( b) SLMP particles loaded on the SiO electrode before activation. The inset shows the SEM image of a single SLMP particle. FIG. 4( c) The SiO electrode surface after electrolytes are added onto the SiO electrode with activated SLMP after 12 hours. This shows the disappearance of SLMP and indicates the successful prelithiation of the SiO electrode. FIG. 4( d) SiO/NMC full cell performance with or without the SLMP capacity-enhancement additive, two cycles at C/20, two cycles at C/10, and then C/3. FIG. 4( e) the first cycle voltage curves of the two cells.

FIG. 5 illustrates (a) particle size analysis (PSA) and (b) SEM of the pristine SiO particles.

FIG. 6 illustrates TOF-SIMS spectra showing the structural units from PFM binder.

FIG. 7 illustrates cyclic voltammetry of SiO/PFM (98/2, w/w) electrode.

FIG. 8 illustrates an image of the SiO electrodes and lithium counter electrode after long-term cycling shown in FIG. 3, with (a) 2% PFM, (b) 5% PFM and (c) 10% PFM.

FIG. 9 illustrates TEM image of (a) pristine SiO electrode with 2% PFM, (b) the same electrode after 30 cycles at C/10. The pristine SiO contains crystalline Si phases enclosed in the SiO₂ matrix, the crystalline nature of these Si phase is confirmed by the electron diffraction image shown in inset 9(a). The completely blurred electron diffraction image in inset 9(b) shows that the crystalline is converted to amorphous phase after 30 cycles at C/10.

FIG. 10 illustrates SEM images of SiO electrode with (a) 2% PFM as fabricated (b) 2% PFM after 1 cycle (c) 5% PFM as fabricated (d) 5% PFM after 1 cycle (e) 10% PFM as fabricated (f) 10% PFM after 1 cycle.

FIG. 11 illustrates (a) SEM image of the SLMP. FIG. 11( b) image of SLMP particles, 11(c) SLMP particles loaded on the SiO electrode before activation. FIG. 11( d) The SiO electrode surface after SLMP activation. FIG. 11( e) The SiO electrode surface after electrolytes are added onto the SiO electrode with activated SLMP after 12 hours. FIGS. 11( b-e) are optical microscopy images of the SLMP.

FIG. 12 illustrates a cell impedance vs. rest time for the NMC/SiO full cell with SLMP loaded on top of SiO anode.

FIG. 13 illustrates (a) the voltage curves of SiO/NMC full cell with or without the SLMP prelithiation, during cell equilibration before cycling of SiO electrode with (b) 1^(st), 10^(th) and 40^(th) cycle voltage curves of the SiO/NMC full cell with SLMP. FIG. 13( c) illustrates SEM images of the SiO anode equilibrated in a full cell without SLMP. FIG. 13( d) illustrates SEM image of the SiO anode equilibrated in a full cell with SLMP for 96 hours. The insets show magnified images of a single SiO particle. The scale bars: 1 μm for the larger photos, with 100 nm for the inset images. Particle size analysis based on the SEM of FIG. 13( e) SiO electrode rest without SLMP in full cell, FIG. 13( f) SiO electrode rest with SLMP in full cell.

FIG. 14 illustrates a normalized energy densities (based on graphite/NMC chemistry) of a SiO/NMC full cell with and without SLMP, and a graphite/NMC full cell.

FIG. 15 illustrates low temperature cycling performance of NMC/SiO full cell with SLMP, C/20 for 2 cycles, C/10 for 2 cycles and C/3. The temperature was changed from 30° C. to −10° C. after 1^(st) cycle.

DETAILED DESCRIPTION

In the discussions that follow, various process steps may or may not be described using certain types of manufacturing equipment, along with certain process parameters. It is to be appreciated that other types of equipment can be used, with different process parameters employed, and that some of the steps may be performed in other manufacturing equipment without departing from the scope of this invention. Furthermore, different process parameters or manufacturing equipment could be substituted for those described herein without departing from the scope of the invention.

These and other details and advantages of the present invention will become more fully apparent from the following description taken in conjunction with the accompanying drawings.

Considerable efforts have been devoted to increasing the energy densities of lithium-ion batteries, in order to fulfill the demand for application in Electric Vehicle (EV)/Plug-in Hybrid Vehicle (PHEV). To further increase the energy density of the lithium-ion battery, new materials are being developed for higher capacity or increased cell voltage. All these materials choices pose new challenges when integrated into the lithium-ion electrode and practical cell geometry.

State-of-art lithium-ion technology uses graphite as an active material in an anode, with a theoretical specific capacity of 372 mAh/g, this theoretical specific capacity is much less than the alternative alloy anode materials such as tin (Sn, 994 mAh/g) or silicon (Si, 4,200 mAh/g).

As a naturally abundant material, Si possesses the highest theoretical gravimetric specific capacity of any lithium-ion anode material. Electrochemical alloying of Li with Si produces Li₁₅Si₄ as the final lithiation state and a capacity of 3,580 mAh/g. However, almost 300% volume expansion occurs as the material transitions from Si to the fully lithiated phase (e.g. Li₁₅Si₄). Because of this high volume change, the electronic integrity of a composite electrode is disrupted and high and continuous surface side reactions are induced, leading to a drastic capacity fade.

Associated with these problems is that most of the current approaches in Si materials research have only achieved an areal capacity less than 1 mAh/cm² unless electrode architecture designs are integrated into the electrode fabrication process.

Recently, a conductive polymer binder Poly (9,9-dioctylfluorene-co-fluorenone-co-methylbenzoic ester) (PFM) was developed which combines adhesion with electrical conduction to provide molecular-level electronic connections between the active material and the conductive polymer matrix. The cycling stability of both silicon and tin electrodes is significantly enhanced using this approach. Moreover, being conductive itself, the use of the PFM conductive polymer binder eliminates the necessity of adding a conductive additive, which considerably increases the loading of active material. Wherein the loading of active material are approximately 70 wt % for a Si electrode and 95 wt % for a Sn electrode, which helps to increase the energy density of the lithium-ion cell.

Silicon monoxide (SiO) is a promising active material for anodes for lithium-ion batteries (LIBs). A random mixture (RM) model is normally used to describe the microstructure of SiO, which indicates that SiO has two separate phases in a nanodomain, Si (Si⁰) and SiO₂ (Si⁴⁺).

The SiO₂ inactive phase serves to buffer the volume change during lithiation and delithiation of the Si phase, as well as alleviate the stress during cycling and restrain the pulverization of the active Si phase. Most of the SiO-based materials have capacities of approximately 1000˜2000 mAh/g. Although pure Si has a higher specific capacity, the large volume expansion leads to faster capacity decay. In contrast, using SiO with a specific capacity of ˜1000 mAh/g, the volume change is limited to ˜50% on the particle level. This relatively high specific capacity (three times that of carbon) and relatively low volume expansion, combined with a small initial specific surface area, make the SiO materials an attractive alternative to pure Si or Sn materials.

A conventional graphite electrode design is normally composed of active materials (carbon), conductive additives and a polymer binder. In contrast, the usage of SiO as an additive in a conventional graphite electrode has been limited to a few percent improvement due to the lack of an effective method to assemble high concentration of SiO materials. Strong adhesion is required to withhold the electrode structure of SiO during charge and discharge, as is uniform electronic conduction at the particle interface level and electrode level. Although a higher concentration of binder and conductive additive can fulfill these requirements, these inactive species (binder and carbon black) decrease the electrode level energy density to the extent that makes it less competitive than the state-of-the-art graphite electrode.

In one embodiment of the invention, the active material in the SiO material is silicon, and results demonstrate that a PFM conductive polymer binder works well for a SiO electrode. The first cycle Coulombic efficiency (CE) of SiO is typically low (50%˜70%) since lithium reacts with silicon oxide to form silicate, which contributes to a large irreversible capacity loss. This irreversible capacity loss is a detrimental problem when assembling a full cell, since the precious lithium is irreversibly consumed. To compensate for the lithium consumption due to conversion of silicon oxide to silicate, a Stabilized Lithium Metal Power (SLMP, FMC Lithium) is used in a SiO full cell. SLMP is a lithium carbonate coated micro-size lithium metal power, which is stable in air. Forney and Co-workers recently show that prelithiation of a silicon-carbon nanotube anode by SLMP improves the 1st cycle CE in a full cell from 52% to almost 100%.

Various embodiments of the invention demonstrate a SiO electrode with a high concentration (98%) of active SiO and only 2% of a PFM conductive binder without any conductive additives. This SiO electrode can be reversibly cycled for approximately 500 times with more than 90% capacity retention. The SiO electrode has a reversible capacity three times higher than that of the graphite electrode. The prelithiation of this anode using stabilized lithium metal powder (SLMP®) improves the first-cycle coulombic efficiency of a SiO/Lithium Nickel Manganese Cobalt Oxide (LiNi_(1/3)Mn_(1/3)Co_(1/3)O₂) (NMC) full cell from ˜48% to ˜90%. A practical lithium ion cell shows good capacity retention of more than 80% after 100 cycles at a C/3 rate.

The SiO material and functional conductive polymer binder.

FIG. 1 illustrates (a) TEM image of the carbon-coated SiO particle, indicating the porous nature of the carbon coating. The inset shows the SEM image of a single SiO particle, both with a scale bar of 100 nm. FIG. 1( b) HRTEM image of the SiO particle. The elliptical shapes indicate the Si nano-domains within the SiO₂ matrix. The amorphous carbon coating is at the outer surface of the SiO particles. FIGS. 1( c) and 1(d), the observation of SiO₂ and carbon coating from XPS spectra was acquired simultaneously at the outer surface of the SiO materials, with a depth penetration of 2˜4 nm. Open circles are experimental data, while solid lines are the results of a Gaussian deconvolution fitting.

The SiO materials are made into micron-size particles with specific surface area of 1˜10 m²/g, depending on the particle sizes, as opposed to the surface area of typical nano-Si materials at 20˜100 m²/g. Unlike Si material that exposes the reactive Li_(x)Si phase to the electrolytes during the lithiation process, most of the reactive Si phases are enclosed in the SiO₂ matrix (FIGS. 1 a, b, d). The side reactions between electrolytes and Li_(x)Si during charge and discharge are significantly reduced. However, the introduction of the SiO₂ phase and the micron size of the particle significantly reduce the electronic conduction of the particles. A carbon coating (˜10 wt %, by elemental analysis) on the surface of SiO particle is used to increase the electronic conductivity (FIGS. 1 a, b, d). This carbon coating can be controlled to be a porous structure with a partially exposed SiO surface (Figure la) to facilitate ion transport. The BET method shows that the surface area of the particle is 11.92 m²/g, with a calculated particle diameter of 234 nm. A bimodal size distribution of SiO particles is shown by both particle size analysis (PSA, see FIG. 5( a)) and SEM (see FIG. 5( b)), with small particles of 1˜2 μm and big particles of >10 μm. The larger surface area measured by BET also indicates the porous nature of the carbon coating on the SiO particle surface, which is further corroborated by the XPS data (O 1s and C 1s) of the pristine carbon-coated SiO particles in FIGS. 1 c and d. Both the carbon coating and the SiO₂ are clearly detected on the particle surface.

FIG. 2 illustrates (a) the schematic of an electrode design with low concentration of functional conductive polymer binder and SiO, enabled by strong adhesion of covalent functionality and electronic conduction of functional conductive polymer binder. FIG. 2( b) the chemical structure of the PFM functional conductive polymer binder. The vertical arrows indicate the most likely chemical bonds to be broken during the ionization process in the TOF-SIMS measurement. The elliptical shadow highlights the ester group that forms adhesion bonds with the SiOH surface. FIG. 2( c) The trans-esterification reaction between the ester functional group of the PFM binder and the SiOH surface group, which provides strong adhesion, during the electrode drying process. FIG. 2( d) the TOF-SIMS result of the binder and active materials interface that shows the evidence of chemical bonding between the binder and the active materials.

Although SiO has demonstrated good cyclability and low surface reaction, two major obstacles limit this material from reaching its full potential in LIBs: the excessive volume change of the micron-size particles, and the consumption of Li (low first-cycle coulombic efficiency) during the activation process. The large volume change causes the failure between the adhesive binder and the SiO materials. More conductive additives and binder have to be used to fabricate an electrode with an acceptable conductivity and mechanical strength to withstand the volume change. The use of excessive inactive materials significantly reduces the electrode level capacity close to that of the graphite-based electrode.

Thus, the functional conductive polymer binder, Poly (9,9-dioctylfluorene-co-fluorenone-co-methylbenzoic ester) (PFM, see FIG. 2 b), was developed by combining adhesion and electrical conduction to provide molecular-level electronic connections between the active material and the conductive polymer matrix. The polar ester functional group, which is designed for the adhesion with the SiO₂ surface, is especially suitable for the SiO material. Methylbenzoic ester groups on PFM form chemical bonding with the hydroxide-terminated SiO₂ surface via a trans-esterification reaction (see FIG. 2 c). The formation of this strong chemical bond between the SiO and PFM can be observed in the TOF-SIMS results, shown in FIG. 2 d. The detection of high contents of the SiOO(C₆H₃)⁻ species at the interface of the binder and Si confirms that the SiO active material particles are bonded with PFM, which could be further corroborated by the TOF-SIMS data shown in FIG. 6. Since the SiO₂ domains remain dimensionally stable in subsequent charge and discharge reactions after the first-cycle lithiation, and they are part of the stable surface of the SiO materials, the adhesion between PFM and SiO materials is much more effective than with Si in the previous report. Moreover, the use of the conductive PFM binder eliminates the use of a conductive additive. The improved adhesion between PFM and SiO, combined with the conductive nature of PFM, considerably increases the loading of active material and improves the energy density of the lithium-ion cell.

SiO/PFM Electrode Performance.

FIG. 3 illustrates (a) galvanostatic cycling performance of SiO anodes with 2%, 5%, and 10% by weight of a PFM binder using lithium counter electrodes at a C/10 rate (200 mA/g). FIG. 3( b) the same data from (a) plotted in areal loading. FIG. 3( c) comparison of the electrochemical performance of SiO electrodes made with 5% by weight of PVDF, CMC, and PFM binders using lithium counter electrodes at a C/10 rate. FIG. 3( d) 1st, 5th, and 60th cycle potential vs. the capacity curves of a 2% PFM/SiO electrode. FIG. 3( e) coulombic efficiencies of the three PFM-based cells.

FIGS. 3( a) and 3(b) show the galvanostatic cycling performance of SiO with a lithium metal counter electrode at a C/10 (200 mA/g) rate. For all three compositions, the cell capacities initially slightly increase to a peak capacity value, then decrease to maintain a stable cycling performance. The initial capacity fluctuation is due to the wetting of the PFM-based laminate. When using a similar functional conductive polymer binder with improved polarity for wetting, cell capacity is stable, and there is no initial capacity fluctuation. The functional conductive polymer binder PFM enables SiO electrode to maintain a reversible capacity of 1,000 mAh/g for over 400 cycles with a 2% to 10% PFM binder. The minor capacity decay in all cases can be traced to the decay and dendrite formation at the lithium counter electrode, as indicated by the formation of the mossy lithium on the surface of the lithium metal after the long-term cycling shown in FIG. 8. FIG. 8 also shows that the SiO electrode maintains the mechanical integrity with only 2% PFM after extended full capacity cycling. FIG. 3 b indicates the loading of the SiO electrodes. The PFM content at 2% can successfully enable long-term full capacity reversible cycling of the SiO anode with ˜1 mAh/cm² areal loading. The higher the areal loading, more binder is needed to maintain stable capacity. The SiO electrode with a 10% binder is able to maintain an areal capacity of 2 mAh/cm² for about 100 cycles. This also demonstrated the importance of adhesion in accommodating stress and maintaining electrode mechanical stability.

Note that most of the previous work in the development of a silicon electrode for LIBs only has an areal capacity less than 1 mAh/cm². SiO_(x)/SiO_(y) bilayer nano-membranes were recently developed as anodes, which reaches a capacity of ˜1200 mAh/g at C/10 for 100 cycles. A SiO—Sn_(x)CoyC_(z) anode showed a capacity of ˜1000 mAh/g at C/10 for 100 cycles. Helical silicon/silicon oxide core-shell structure was used as anode on to the surface of bulk silicon, although a high specific capacity was shown (˜1700 mAh/g), but only lasted for ˜70 cycles. Note that the SiO anode enabled by conductive polymer binder exhibits long term cycling stability (over 500 cycles) with high capacity (900˜1000 mAh/g), the loading (areal capacity of ˜2 mAh/cm²) is high compared to most literature reports, and this optimum performance only requires 5% conductive polymer and 95% active SiO materials without any conductive additives.

Compared to conventional binders, the advantage of the conductive PFM binder is further confirmed in FIG. 3 c. The PVDF binder has no electric conductivity, nor does it chemically bond with SiO, therefore fast fading occurs and the capacity drops to almost zero after 20 cycles. The CMC binder has carboxylate functional groups that are known to form chemical bonding with the surface hydroxide group on Si-based materials, however, the CMC binder lacks electric conductivity. The bonding with only 5% CMC binder in the laminate was not able to maintain good electrochemical performance. The SiO electrode only needs as little as 2% functional conductive PFM binder to outperform most other binders. The voltage curves of the fifth cycle and sixtieth cycles almost overlap, indicating minimum capacity decay during cycling. FIG. 9 shows the TEM morphologies of pristine SiO electrodes with 2% PFM and after 30 cycles at C/10. The crystalline phase disappears after cycling, corresponding to the transition of the crystalline silicon to an amorphous phase, which is confirmed by the completely blurred electron diffraction image. The TEM image after 30 cycles (FIG. 9( b)) also shows that the PFM polymer indeed maintains the mechanical integrity of electrodes throughout the battery operation. However, the TEM images of the surface of the particles before and after cycling are similar, without a thick layer of electrolyte-decomposed products on the cycled SiO particles. The SEM electrode morphologies of the three PFM-based electrodes were also characterized and are shown in FIG. 10. The polymer network is very important to maintain the structure of the electrode, which was also shown recently by other binder chemistry. An apparent large porosity is also shown in the pristine electrode image, and electrolyte decomposition clearly occurs after one cycle. The SEM images show that the solid electrolyte interphase (SEI) products are not excessive. This controlled SEI formation plays an important role for the long-term reversible cycling shown in FIG. 3.

FIG. 4 illustrates (a) schematics of the utilization of SLMP for the SiO electrode. SLMP particles are loaded on to the SiO anode. Rolling compression was used to crush the Li₂CO₃ shell of SLMP to release lithium metal and laminate it on the surface of SiO electrode. This process is called SLMP activation. FIG. 4( b) SLMP particles loaded on the SiO electrode before activation. The inset shows the SEM image of a single SLMP particle. FIG. 4( c) The SiO electrode surface after electrolytes are added onto the SiO electrode with activated SLMP after 12 hours. This shows the disappearance of SLMP and indicates the successful prelithiation of the SiO electrode. FIG. 4( d) SiO/NMC full cell performance with or without the SLMP capacity-enhancement additive, two cycles at C/20, two cycles at C/10, and then C/3. FIG. 4( e) the first cycle voltage curves of the two cells.

With 5% PFM, the CE of the cell is as high as 99.62% at the sixtieth cycle. High CE is critical for the long-term stable cycling of the anode electrode and better capacity retention at the full cell level. The first cycle CE is only ˜65% (see Table 1), which is comparable to its value in most of the literature value. Besides the formation of SEI, lithium reacts and converts silicon oxide to silicate, which contributes to the large first cycle irreversible capacity. This is a detrimental problem in a lithium-ion cell, since the lithium ions from the cathode will be irreversibly consumed. To compensate for the irreversible capacity loss in the first cycle, stabilized lithium metal powder (SLMP®) is used to prelithiate the SiO anode in the SiO/Lithium Nickel Manganese Cobalt Oxide (LiNi_(1/3)Mn_(1/3)Co_(1/3)O₂) (NMC) full cell. SLMP is a micro-size lithium metal powder with ˜2 wt % lithium carbonate surface coating (see FIG. 4 b). SLMP prelithiation of a silicon-carbon nanotube anode was shown to improve the first cycle CE in a full cell from 52% to almost 100%. A recent study from our group also showed that prelithiation of graphite effectively compensated for the first-cycle loss and formed a fully functional SEI on the graphite anode, in both a half cell and a graphite/NMC full cell.

Full Cell Performance Improved by SLMP.

SLMP was directly loaded on top of the dried SiO anode, which proved to be a simple and effective way of applying SLMP. The amount of loaded SLMP was calculated to theoretically eliminate all the irreversible capacity in the first cycle. A calendar machine was used to pressure-activate the SLMP particles (see FIG. 4 a). This operation breaks the lithium carbonate (Li₂CO₃) shell and allows lithium to be in direct electrical contact with the SiO materials in the anode. The shape change of SLMP could be seen before (see FIG. 4 b) and after (see FIG. 11( d)) pressure-activation of the SLMP. When it makes contact with the electrolyte, the SLMP on the SiO electrode releases lithium which spontaneously migrates to SiO. SEI formation is induced, and partial lithiation of the SiO also occurs, indicated by the disappearance of SLMP in FIG. 4 c. A 96-hour rest period was used to allow the crushed SLMP to fully prelithiate the SiO anode before current-driven charging of the cells. As a good control, the SiO/NMC full cell without SLMP was also rested for 96 hours before cycling. Both full cells were put in a formation process consisting of two cycles at C/20 and two cycles at C/10 prior to C/3 cycling. Apparent improvement was shown for the SLMP-loaded full cells. The first cycle CE increased from 48% to ˜90% with the SLMP (shown in the inset of FIG. 4 d). SLMP enabled the NMC/SiO full cell to maintain a reversible capacity of ˜110 mAh/g after more than 100 cycles at C/3. Part of the lithium in the NMC cathode was irreversibly consumed by SiO without SLMP prelithiation. The full cell without SLMP prelithiation started only with a capacity of ˜80 mAh/g and dropped to ˜50 mAh/g after 100 cycles.

The first cycle voltage curves of the full cells are shown in FIG. 4 e. Compared to the regular cell without SLMP, the voltage profile at both ends (start of charge and end of discharge) are distinctly different, indicating different lithiation and delithiation of SiO during these two stages. In the first cycle charge process, SLMP eliminated the needs for SEI formation and silica conversion, so the curve goes directly to the anode lithiation voltage region. When SLMP is not used, this charging curve shows a long multi-plateau curvature accounting for a capacity of ˜40 mAh/g, which is typical for irreversible processes of SiO conversion and SEI formation. Not only is the cell capacity stable during cycling, the voltages between charge and discharge remain stable from the first cycle to the fortieth cycle (FIG. 13( b)). The excellent electrochemical performance demonstrates the superb SiO surface and electrode mechanical stability. The SEM image of the SiO electrode rested for 96 hours in a full cell without SLMP is shown in FIG. 13( c). Compared to the pristine electrode (see FIG. 10), no apparent morphology change occurred during this equilibration period. When the SiO/NMC full cell is loaded with SLMP on the SiO electrode, the SEM image in FIG. 13( d) shows a clear SEI formation due to the electrolyte decomposition after 96-hour rest period. The SEI formation and partial lithiation of the SiO particles could be further confirmed by the particle size analysis. The size of SiO particles after resting in SiO/NMC/SLMP cell (see FIG. 13( f)) shows a bigger value compared to the control sample without SLMP (see FIG. 13( e)).

Discussion

In a typical Si system, the surface Si element participates in the alloy reaction with the lithium elements. The potential bond breaking between the Si surface and binder weakens the adhesion over cycling, so a high concentration of binder is required. However, in the SiO system, the nano-Si domains are distributed in the SiO₂ matrix. The surface is predominately SiO₂, and it does not participate in the alloy reaction; rather, it maintains the surface functional bonding during cycling. The existence of the enhancing SiO₂ domains on the surface allows the use of less binder but achieve similar binding strength. Because of the existence of the stable SiO₂ phase, the binder functions very effectively during cell operation.

Historically, a special electrode design has been required to accommodate the large volume change of Si during cycling to build a higher-loading electrode. In this invention, SiO, with nano-active Si domains dispersed in the silica as a buffer phase, not only has improved dimensional stability and reduced side reactions, but also improves adhesion in combination with the functional conductive polymer binder. The ester bond between the adhesion functional group of the PFM and SiO₂ matrix surface (FIG. 2 c) is maintained throughout the lithiation and delithiation process. Therefore, A high-concentration and areal-loading SiO (˜1000 mAh/g) electrode can be achieved, as shown in FIG. 3. The SiO electrodes with 2% to 10% PFM functional conductive polymer binder have at least three times more practical energy density than that of a state-of-the-art graphite electrode.

The calculated energy densities of the NMC/SiO full cell (see FIG. 14) indicate that the application of SLMP to prelithiate SiO enables 20%˜30% improvement compared to the graphite/NMC full cell. However, without SLMP prelithiation, the SiO/NMC full cell only delivers ˜70% of the capacity of the state-of-the-art graphite/NMC due to the consumption of lithium during SiO activation. SiO has attracted more and more attention recently as promising anode candidate for LIBs, however, high active material content and the compensation for the first cycle irreversible capacity, are critical to achieve the full potential of this material.

In conclusion, SiO electrodes were cycled in stable and high gravimetric capacity (>1000 mAh/g) using a functional conductive polymer binder in composite electrodes. Compared to other conventional binders such as PVDF and CMC, the conductive functional polymer binder used in the SiO system shows obvious advantages because of its electrical conductivity and strong adhesion. The loading of SiO in the electrode can be as high as 98 wt %, and the half cell with this laminate shows a capacity higher than 1000 mAh/g up to ˜500 cycles. The use of SLMP improves the first cycle CE from ˜48% to ˜90%, and greatly enhances the energy density of the SiO/NMC full cell. The combined strategy of using both a functional conductive polymer binder and an SLMP prelithiation solves the volume expansion and low first-cycle coulombic efficiency problems, leading to a high-energy lithium-ion chemistry.

Experimental

Materials. All reagents were purchased from Sigma-Aldrich or TCI America and used without further purification. Carbon-coated SiO material is obtained from Hydro-Quebec. Stabilized Lithium Metal Power (SLMP) is obtained from FMC Corporation. Lithium Nickel Manganese Cobalt Oxide (LiNi_(1/3)Mn_(1/3)Co_(1/3)O₂) cathode is from Umicore. Celgard 2400 separator is obtained from Celgard. Lithium-ion electrolyte were purchased from BASF, including 1 M LiPF₆ in ethylene carbonate, diethyl carbonate (EC/DEC=3/7 w/w) containing 30 wt % fluoroethylene carbonate (FEC).

Electrode Lamination and Cell Testing.

The slurry preparation, electrode coating and cell fabrication can be found in the literature. SLMP was loaded on top of the SiO electrode or copper foil disk evenly by spreading out method. The electrode with SLMP was then calendared with rolling press (EQ-MR 100A from MTI Corporation) to activate SLMP. NMC cathode is composed of 8% KF1100 PVDF, 7% AB and 85% NMC active particles on Al current collector. The performance of the assembled 2325 coin cells was evaluated with Maccor Series 4000 Battery Test system in a thermal chamber at 30° C. The cut-off voltage of cell testing is between 1.0 V and 0.01V for half cell, and 3.0 V to 4.2 V for SiO/NMC full cell, assuming a theoretical value of 2,000 mAh/g for SiO and 150 mAh/g for NMC.

FIG. 5 illustrates (a) particle size analysis (PSA) and (b) SEM of the pristine SiO particles. The particle sizes characterized using PSA and SEM are consistent, with a bimodal distribution. The smaller particles have a size at ˜1 μm, the bigger particles have a size ˜10 μm. Although a another technique BET, which is characterizing particle sizes based on the surface area, indicates a particle size of 234 nm. We propose that the apparent smaller size characterized by BET is from the porous carbon coating, which contributes to a larger surface area.

FIG. 6 illustrates TOF-SIMS spectra showing the structural units from PFM binder.

FIG. 7 illustrates cyclic voltammetry of SiO/PFM (98/2, w/w) electrode. Cyclic voltammetry of the SiO was evaluated with 2% PFM binder, using lithium as counter and reference electrode in coin cell. The first onset in the cathodic scan can be observed at ˜1.1 V, this peak did not show up in the subsequent cycles, which can be assigned as formation of a solid state electrolyte (SEI) due to the decomposition of electrolytes. Another signal in the 1^(st) cycle cathodic scan appeared at ˜0.6 V, this peak disappeared in the following cycles, which corresponds to the irreversible lithiation of SiO₂ phase to lithium silicate. The main cathodic peak in the 1^(st) cycle ranges from 0.25 V to 0.003 V and is associated with the formation of the amorphous Li_(x)Si phase. The corresponding delithiation of this phase appeared at ˜0.5 V in the anodic scan, indicating the reversibility of this process.

TABLE 1 Electrochemical data of the SiO electrodes with different binders 5% PFM 5% PVDF 5% CMC  1^(st) cycle Q_(c) ^(a) (mAh/g) 1,080.8 924.5 1,030.6 η^(b) (%) 67.96 57.13 71.95  5^(th) cycle Q_(c) ^(a) (mAh/g) 1,179.5 329.6 963.8 η^(b) (%) 97.92 81.84 95.56 60^(th) cycle Q_(c) ^(a) (mAh/g) 1,144.0 22.0 331.8 η^(b) (%) 99.62 X^(c) 96.31 ^(a)charge (delithiation) capacity ^(b)Coulombic efficiency ^(c)capacity fades to a level that the efficiency data are not meaningful

Table 1 shows the delithiation capacities and CEs of SiO electrodes with different types of binders. Due to the initial activation reactions between lithium and silicon oxide phase, the SiO material has a low initial CE, a 1^(st) cycle CE as low as 57.1% is obtained with PVDF. The efficiency at the 60^(th) cycle is not shown since the cell failed to cycle after the first few cycles. The CMC binder gives an impressive 1^(st) cycle CE of ˜72%, however, the CE is only 96.3% at 60^(th) cycle and the capacity decays to 331.8 mAh/g. For the three PFM/SiO electrodes with different PFM compositions (data for 2% and 10% binder not shown), the 1^(st) cycle CEs are 66.3% with 2 wt % PFM binder, 65.2% with 5 wt % PFM binder and 65.2% with 10 wt % PFM binder, respectively. Thus the amount of PFM in the electrode only impacts the CE slightly. With 5% PFM, the CE of the cell is as high as 99.62% at 60^(th) cycle. High CE is critical for the long-term stable cycling of the anode electrode and better capacity retention at the full cell level.

TABLE 2 1^(st) cycle capacities and efficiencies assuming different by-products. Discharge Charge capacity 1^(st) cycle Final product Reaction with Li capacity (mAh/g) (mAh/g) efficiency SiO₂ NO REACTION 1340.1 1340.1   100% Li₂Si₂O₅ 1.68Li + SiO₂ = (⅕)Li_(4.4)Si + (⅖)Li₂Si₂O₅ 1851.7 1608.1 86.84% Li₂SiO₃ 2.8Li + SiO₂ = (⅓)Li_(4.4)Si + (⅔)Li₂SiO₃ 2192.8 1786.6 81.46% Li₆Si₂O₇ 3.6Li + SiO₂ = ( 3/7)Li_(4.4)Si + ( 2/7)Li₆Si₂O₇ 2436.5 1914.5 78.58% Li₄SiO₄ 4.2Li + SiO₂ = (½)Li_(4.4)Si + (½)Li₄SiO₄ 2619.2 1949.2 74.42% Li₂O 8.4Li + SiO₂ = Li_(4.4)Si + 2Li₂O 3898.4 2680.1 68.75%

FIG. 8 illustrates an image of the SiO electrodes and lithium counter electrode after long-term cycling shown in FIG. 3, with (a) 2% PFM, (b) 5% PFM and (c) 10% PFM. In all the three different cells after ˜500 cycles, lithium metal shows the apparent dendrite growth, which is the major reason of the capacity decay shown in FIG. 3. All the SiO electrodes show a good electrode integrity, even with only 2% PFM binder.

These opened cells are from long-term cycling, which gave the cell data presented in FIG. 3. Two important phenomena are shown here. First, these SiO/PFM electrodes maintain the integrity after ˜500 cycles at C/10 (about 7 months cycling), even with only 2% binder, which further corroborated the improved adhesion between SiO and PFM conductive polymer binder, as schematically illustrated in FIG. 2. Second, there is apparent lithium dendrite formation on the lithium side, we attribute that most of the capacity decay in the long-term cycling to the lithium side, not from the SiO/PFM side.

FIG. 9 illustrates TEM image of (a) pristine SiO electrode with 2% PFM, (b) the same electrode after 30 cycles at C/10. The pristine SiO contains crystalline Si phases enclosed in the SiO₂ matrix, the crystalline nature of these Si phase is confirmed by the electron diffraction image shown in inset 9(a). The completely blurred electron diffraction image in inset 9(b) shows that the crystalline is converted to amorphous phase after 30 cycles at C/10.

FIG. 10 illustrates SEM images of SiO electrode with (a) 2% PFM as fabricated (b) 2% PFM after 1 cycle (c) 5% PFM as fabricated (d) 5% PFM after 1 cycle (e) 10% PFM as fabricated (f) 10% PFM after 1 cycle.

FIG. 11 illustrates (a) SEM image of the SLMP. FIG. 11( b) image of SLMP particles, 11(c) SLMP particles loaded on the SiO electrode before activation. FIG. 11( d) The SiO electrode surface after SLMP activation. FIG. 11( e) The SiO electrode surface after electrolytes are added onto the SiO electrode with activated SLMP after 12 hours. FIGS. 11( b-e) are optical microscopy images of the SLMP.

FIGS. 11 a and 11 b show the SEM and optical microscope images of the SLMP particles. The shape change of SLMP could be seen before (FIG. 11 c) and after (FIG. 11 d) pressure-activation of SLMP on the SiO electrode. When it makes contact with the electrolyte, the SLMP on the SiO electrode releases lithium which spontaneously migrate to SiO. SEI formation is induced and partial lithiation of the SiO also occurs. The disappearance of the SLMP on the SiO electrode could be confirmed by comparing the optical microscope images of the SLMP-loaded SiO electrode after resting with several drops of electrolytes (FIGS. 11 d and 11 e).

FIG. 12 illustrates a cell impedance vs. rest time for the NMC/SiO full cell with SLMP loaded on top of SiO anode. To confirm the SEI formation and cell equilibration in the period of 96 hours holding, impedance measurements were conducted with a two-electrode cell geometry using the SLMP-loaded NMC/SiO full cell. A Bio-Logic VMP3 multichannel galvanostat-potentiostat was used to collect the frequency data, the explored frequency range was from 10 mHz to 100 kHz under ac stimulus with 10 mV of amplitude and no applied voltage bias. As shown in FIG. 12, the cell impedance was stabilized after 12 hours equilibration. This confirms that the 96 hours equilibration time before cycling is enough to stabilize the SLMP-loaded cell.

FIG. 13 illustrates (a) the voltage curves of SiO/NMC full cell with or without the SLMP prelithiation, during cell equilibration before cycling of SiO electrode with (b) 1^(st), 10^(th) and 40^(th) cycle voltage curves of the SiO/NMC full cell with SLMP. FIG. 13( c) illustrates SEM images of the SiO anode equilibrated in a full cell without SLMP. FIG. 13( d) illustrates SEM image of the SiO anode equilibrated in a full cell with SLMP for 96 hours. The insets show magnified images of a single SiO particle. The scale bars: 1 μm for the larger photos, with 100 nm for the inset images. Particle size analysis based on the SEM of FIG. 13( e) SiO electrode rest without SLMP in full cell, FIG. 13( f) SiO electrode rest with SLMP in full cell.

The voltage curves during cell equilibration are shown in FIG. 13( a). The SiO/NMC full cell without SLMP started at 0.18 V and was stable at this voltage for 96 hours. The SiO electrode starting potential before lithiation was about 3 V versus Li/Li⁺, which is similar to the NMC electrode. The combination of SiO anode with NMC cathode gives an initial low voltage of an unformed cell. However, when the SLMP was coated and activated onto the anode, partial lithiation of the SiO by the SLMP brought the potential of the SiO electrode down to about 0.1 V Li/Li⁺. Therefore, the open circuit voltage (OCV) of the SLMP-doped cell is about 3 V. To further confirm that this 96-hour-equilibration period is appropriate for SLMP prelithiation of the SiO anode, the impedance of the full cell loaded with SLMP was monitored during this 96-hour equilibration period, as shown in FIG. 13. The cell impedance was stabilized after 12 hours, indicating that no future lithiation is happening to the SiO. The particle size analysis in 13(e) and 13(f) further confirms the effect of SLMP prelithiation, which gives a bigger particle size shown in 13(f). SEI formation and partial lithiation of the SiO particles may cause the growth of the particle.

TABLE 3 Electrochemical performance characteristic of the SiO/NMC full cells. No SLMP with SLMP  1^(st) cycle Q_(d) ^(a) (mAh/g) 85.6 146.5 (C/20) η^(b) (%) 48.45 89.77  5^(th) cycle Q_(d) ^(a) (mAh/g) 72.8 132.6 (C/3) η^(b) (%) 95.91 94.27 40^(th) cycle Q_(d) ^(a) (mAh/g) 63.4 123.0 (C/3) η^(b) (%) 99.69 99.65 ^(a)discharge capacity ^(b)Coulombic efficiency

The CEs at 5^(th) and 40^(th) cycle are quite similar for the cells with or without SLMP. The similarity of CEs indicates that the introduction of SLMP into the cell does not interfere with the battery's subsequent performance. The data in Table 3, as well as the plots shown in FIG. 5, indicate that the major performance improvement using SLMP lies on the elimination of the 1^(st) cycle irreversible capacity. Starting from 2^(nd) cycle, the well-designed electrode based on conductive polymer binder/SiO enables a very stable cycling performance in the full cell configuration.

FIG. 14 illustrates normalized energy densities (based on graphite/NMC chemistry) of a SiO/NMC full cell with and without SLMP, and a graphite/NMC full cell.

FIG. 14 shows that the SiO/NMC with SLMP capacity-enhancement additive demonstrated enhanced energy densities at the full cell level. All the energy density data were normalized to the graphite/NMC full cell. PFM enables the use of a very high concentration of SiO active materials in the electrode level. The application of SLMP to prelithiate SiO compensate for the first-cycle loss and further improves the energy density at around 20%˜30%. When comparing the graphite/NMC cell to the SiO/NMC cell without SLMP, it shows that without SLMP prelithiation, the SiO/NMC cell only delivers ˜70% of the capacity of the state-of-the-art graphite/NMC due to the consumption of lithium during SiO activation. SiO has attracted more and more attention recently as promising anode candidate for LIBs, however, high active material content and the compensation for thee cycle irreversible capacity, are critical to achieve the full potential of this material.

FIG. 15 illustrates low temperature cycling performance of NMC/SiO full cell with SLMP, C/20 for 2 cycles, C/10 for 2 cycles and C/3. The temperature was changed from 30° C. to −10° C. after 1^(st) cycle.

The work temperature for LIBs is an important parameter, especially for the application in EV/PHEV. A preliminary study on the low-temperature performance of the LIBs is conducted using NMC/SiO full cell loaded with SLMP at −10° C. As shown in FIG. 15 here, even at −10° C., the cell could still deliver almost half of the capacity (see FIG. 4( d)), which negligible capacity decay after 100 cycles at C/3 (50 mA/g). 

What is claimed is:
 1. A composition of matter comprising: an active electrode material silicon monoxide (SiO); a conductive binder; and, a stabilized lithium metal powder.
 2. The composition of matter of claim 1 wherein the active electrode material SiO comprises carbon-coated SiO particles.
 3. The composition of matter of claim 2 wherein a microstructure of a carbon-coated SiO particle comprises Si (Si⁰) nanodomains and SiO₂ (Si⁴⁺) nanodomains.
 4. The composition of matter of claim 3 wherein the composition is deposited onto a metal foil to form a film laminate.
 5. The composition of matter of claim 4 wherein the composition is deposited onto a copper foil to form a film laminate.
 6. The composition of matter of claim 1 wherein the conductive binder comprises a polymeric composition having repeating units of the formula:

wherein 0<=x, x′, y and z<=1, x+x′+y+z=1, R₁ and R₂ is (CH₂)_(n)CH₃ where n=0-8, R₃ and R₄ is (CH₂)_(n)COOH where n=0-8, and R₅ and R₆ is any combination of H, COOH and COOCH₃.
 7. The composition of matter of claim 1 wherein the conductive binder PFM (poly(9,9-dioctylfluorene-co-fluorenone-co-methylbenzoic acid)) comprises a polymeric composition having repeating units of the formula


8. An electrode for use in a lithium-ion battery including the composition of matter of claim
 1. 9. A lithium ion battery having a negative electrode, wherein said electrode comprises a laminate of the composition of matter of claim 1 in combination with a current collector.
 10. The lithium ion battery of claim 9 wherein the laminate comprises a copper foil current collector in electrical contact with a covering layer of the composition of matter of claim
 1. 11. A method of forming a laminate comprising a copper foil current collector in electrical contact with a covering layer of the composition of matter of claim 1, wherein silicon monoxide (SiO) in powder form is combined with SLMP in powder form and the conductive binder, the three components mixed in an organic solvent to form a slurry, the slurry then deposited onto the copper foil current collector, followed by drying.
 12. The method of claim 11 wherein the conductive binder comprises a polymeric composition having repeating units of the formula:

wherein 0<=x, x′, y and z<=1, x+x′+y+z=1, R₁ and R₂ is (CH₂)_(n)CH₃ where n=0-8, R₃ and R₄ is (CH₂)_(n)COOH where n=0-8, and R₅ and R₆ is any combination of H, COOH and COOCH₃.
 13. The method of claim 11 wherein the conductive binder PFM (poly(9,9-dioctylfluorene-co-fluorenone-co-methylbenzoic acid)) comprises a polymeric composition having repeating units of the formula 